725 Fifth Avenue, 23rd Floor
New York, NY 10022

Senior Managing Director
Chief Compliance Officer
Jaime Mercado is a highly accomplished professional with a remarkable career spanning over two decades in the boutique broker/dealer space. With a comprehensive background in finance and a strong commitment to excellence, Mr. Mercado has established himself as a prominent figure in the industry.
Throughout his career, Jaime Mercado has held a variety of pivotal roles, ranging from operations and supervision to compliance and auditing. His diverse skill set has made him a versatile asset in the financial world.
Beyond his professional accomplishments, Mr. Mercado is a dedicated family man with four children, cherishing the value of time spent with loved ones. In his free time, he enjoys snowboarding, playing tennis, and playing with his Labrador.
Mr. Mercado holds series 7, 63, 24, 99, 14, and the SIE securities licenses.
Dominari Securities provides clients access to products and services offered through bank and non-bank affiliates.
Securities and Registered Investment Advisory Services offered through Dominari Securities, LLC, an SEC registered investment advisor and broker-dealer. Member, FINRA, MSRB and SIPC.
Securities, brokerage, investment advisory and other non-deposit investment products: Are not FDIC insured - Are Not Bank- Guaranteed - May Lose Value, Including The Principal Invested. Check the background of Dominari Securities and our investment professionals on FINRA’s Broker Check.
Check the background of Dominari Securities and our investment professionals on FINRA’s Broker Check.
We’re here to help you navigate the complexities of modern finance. Reach out today to begin a conversation that could shape your financial future.
725 Fifth Avenue, 23rd Floor
New York, NY 10022
(212) 393-4500
(800) 299-7618
info@dominarisecurities.com
©2025 Dominari Securities LLC | All Rights Reserved.